Junior Paraplanner - Fully remote

Company Description

Root specialises in outsourced paraplanning, compliance, and administration services tailored to financial advisers and their firms. Delivered by experienced professionals, our solutions align seamlessly with clients' branding and operational demands while maintaining the highest quality standards. Our expertise extends to crafting comprehensive suitability reports, navigating the complexities of financial planning, investment strategies, and regulatory requirements. Additionally, we offer in-depth compliance services, including file reviews and regulatory guidance, along with efficient back-office administration to streamline operations. Root is dedicated to enabling financial advisers to make informed decisions, maintain compliance, and focus on delivering exceptional client experiences.

About you

You’re eager to learn, detail-oriented, and organised, with strong communication skills and a proactive mindset. You manage your time well, work independently in a remote setting, and collaborate effectively with others. Adaptable and trustworthy, you handle sensitive information with integrity while balancing work and study commitments. You are resilient, with the ability to stay focused.

Key Responsibilities

• Assist in the preparation of suitability reports and financial planning documentation.

• Conduct product and fund research using internal systems and external tools.

• Articulate information clearly and concisely, both written (for reports) and verbally (for collaboration).

• Support the collation of client information and documentation.

• Maintain accurate records in line with compliance and GDPR requirements.

• Ensure confidentiality and data protection in all interactions.

• Liaise with providers to obtain policy information and valuations.

• Remain up to date with evolving tax laws and regulatory standards.

• Contribute to the continuous improvement of internal processes and client service.

Growth Opportunities

We believe in nurturing talent and supporting long-term career development. As part of our team, you’ll have access to ongoing training, mentorship, and opportunities to expand your skills and support to help you obtain your Diploma in Regulated Financial Planning (Level 4).

Along with a commensurate increase in salary for each R0 exam passed, we offer performance related pay incentives.

Further to this, with our full support for your Chartered exams, you'll be able to progress to a Partner Paraplanner role once you achieve Chartered Financial Planner status (Level 6). As a Partner Paraplanner, you'll reach the pinnacle of your career with us, sharing in the overall profits of the business. This senior position also comes with management oversight, encompassing both staff development and contributing to the strategic growth of the business.